# Normalized response-mirror baseline protocol ## Status and attribution This protocol was frozen before observing any CIFAR-prefix response-mirror alignment or accuracy endpoint. A mechanics-only pilot on synthetic Gaussian images was used to choose the bounded mirror-rate grid; it did not load the frozen CIFAR development split or evaluate validation/test accuracy. The method is an inherited strong baseline, not SDIL novelty. It is a normalized, bias-blocked local system-identification variant of Akrout et al.'s [weight mirror](https://proceedings.neurips.cc/paper_files/paper/2019/file/f387624df552cea2f369918c5e1e12bc-Paper.pdf). Gaussian parent probes pass through ordinary local forward synapses and a separate update receives only the probe and child preactivation response. The local correlation estimates the forward kernel; Q/R track that estimate by an exponential delta rule. The task-error path remains the audited hierarchical FA residual DAG. Any BP-like scale obtained here belongs to weight estimation. It can raise the bar SDIL must beat but cannot raise SDIL novelty or rescue failed Oral-A-v1. Only a later, separately frozen demonstration that somato-dendritic innovation is load-bearing on top of this path can improve the paper-level claim. ## WM-0: mechanics gate Before endpoints, the smoke suite must show: - one 16-probe local observation has mean feedback/forward cosine above 0.985 and minimum cosine above 0.95 on a deterministic tiny ResNet; - every feedback/forward norm ratio is in `[0.90, 1.10]`; - after observations are fixed, changing all forward parameters changes the feedback update by exactly zero; - all hierarchical-gradient and convolutional local-update audits remain green. The gate passed at mean/min cosine `0.988701/0.966066`, norm ratios `[0.953729,1.044368]`, and update independence error exactly zero. ## WM-1: frozen-forward CIFAR causal-capture gate Use seed-0 ResNet-20, random feedback scale 1, the first 10,000 examples of the frozen development split, batch 128 for the diagnostic graph, and the fixed 64-example training-prefix exact-gradient audit. Forward weights, readout, BatchNorm state, and affine parameters remain bitwise fixed. Record one fixed-HFA reference. For each `eta_M in {0.03, 0.1, 0.3}`, run 20 local mirror observations with convolutional probe batch 1, Gaussian noise standard deviation 1, and mirror seed 3000. No task loss or label is consumed by mirroring; the final alignment audit alone uses labels. Select maximum early-third alignment, then all-layer alignment, then lower rate. WM-1 passes only if all four records are finite and selected WM: 1. reaches early-third teaching alignment at least `0.40`; 2. reaches all-layer alignment at least `0.50`; 3. reaches mean feedback/forward cosine at least `0.85`; 4. keeps every feedback/forward norm ratio in `[0.5, 1.5]`; 5. records zero logical task-loss queries during mirror learning. No mirror batch, step count, noise scale, rate, covariance estimator, or per-layer schedule is added after observation. ## WM-2: bounded short accuracy gate Only a WM-1 pass opens a matched 10k-example, 20-epoch ResNet-20 validation screen. Copy A2b data, augmentation, batch 128, cosine schedule, no warmup, momentum 0.9, weight decay `1e-4`, and output LR 0.1. Cross hidden LR `{0.03,0.1}`. Use the selected mirror rate, 20 mirror warmup observations, then one batch-1 mirror observation every 16 task updates. Select validation accuracy, then lower total MACs/rate. Advance only if both runs are finite, selected WM reaches at least 65%, stays within 10 points of BP's matched 74.94%, retains early alignment at least 0.30, uses zero task-loss queries for feedback learning, and costs no more than 1.15x matched BP estimated MACs. Failure closes the baseline without tuning. ## WM-3: full validation baseline Only a WM-2 pass opens one 200-epoch seed-0 validation run on all 45,000 development-training examples. Copy its selected hidden rate, mirror settings, output LR 0.1, and the A1 step drops at epochs 100/150. No recovery branch is allowed. A finite endpoint at least 88% with early alignment at least 0.30 and cost at most 1.15x BP is considered a strong inherited baseline. It does not authorize test access; it instead opens design of a hierarchical innovation intervention on the same frozen recipe. ## Audited WM-1 outcome (2026-07-22) All four records are finite and every frozen capture check passes. The selected rate is `eta_M=0.1`: | rule | early alignment | all-layer alignment | feedback/forward cosine | norm range | |:--|--:|--:|--:|:--| | fixed HFA | -0.000263 | 0.011279 | 0.001614 | [0.959, 1.055] | | WM 0.03 | 0.075263 | 0.235197 | 0.625186 | [0.697, 0.787] | | WM 0.10 | **0.446141** | **0.542159** | **0.915480** | **[0.889, 1.157]** | | WM 0.30 | 0.112177 | 0.228114 | 0.853343 | [0.999, 1.697] | Each learned record uses 20 local observations, zero logical task-loss queries, and estimated work `1.6305e9` MACs. WM-1 status is `passed`; WM-2 opens with the predeclared `eta_M=0.1`. No validation accuracy was used for this selection and CIFAR-10 test remains untouched. ## Audited WM-2 outcome (2026-07-22) Both trajectories are finite and retain strong feedback credit: | hidden LR | validation accuracy | early alignment | all-layer alignment | MACs / BP | |--:|--:|--:|--:|--:| | 0.03 | 62.68% | 0.827404 | 0.825811 | 0.9968x | | 0.10 | **64.04%** | **0.939256** | **0.916222** | **0.9968x** | Selected LR 0.1 improves on fixed HFA by 20.52 points and uses zero task-loss queries for feedback learning. It passes finite, alignment, query, and cost checks. However, it misses the 65% threshold by 0.96 points and remains 10.90 points below matched BP, missing the within-10-point gate by 0.90 points. WM-2 status is `failed`. WM-3 is not launched, no cadence/batch/rate tuning is allowed, and test remains untouched. The high `0.939` hidden-credit cosine but 11-point accuracy gap also warns that directional alignment alone does not guarantee matched finite-horizon optimization.