diff options
| author | YurenHao0426 <Blackhao0426@gmail.com> | 2026-03-27 14:25:00 -0500 |
|---|---|---|
| committer | YurenHao0426 <Blackhao0426@gmail.com> | 2026-03-27 14:25:00 -0500 |
| commit | 65d97ad1ef4b552103420e6501655df192c98d57 (patch) | |
| tree | b3638d4fd4c8eb0f61e57d44dd41d553d33e6d85 /experiments | |
| parent | b4e3cbeae6cb4cf4a4b69b84a475afcd7d7e9dbe (diff) | |
Add Phase 10A.7: minimal aux compression — continuous trainability is essential
8-branch dissection:
- zero_target + normmatched both crash: non-zero direction necessary, not norm
- perlayer_vector: +0.7% (per-block trainable vector works, network not required)
- freeze_after_{1,5,10}: ALL crash to ~13-14% (continuous trainability essential)
- random_trainable: +1.0% (reference)
Minimal mechanism: continuously trainable, non-zero, depth-aware auxiliary perturbation.
Freezing at ANY point destroys the benefit entirely.
Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
Diffstat (limited to 'experiments')
| -rw-r--r-- | experiments/minimal_aux_compression.py | 826 |
1 files changed, 826 insertions, 0 deletions
diff --git a/experiments/minimal_aux_compression.py b/experiments/minimal_aux_compression.py new file mode 100644 index 0000000..1c26631 --- /dev/null +++ b/experiments/minimal_aux_compression.py @@ -0,0 +1,826 @@ +""" +Phase 10A.7: Minimal Auxiliary Compression Ablation. + +Core question: Can gain come from compressed/frozen/per-layer representations +instead of a full input-conditioned network? + +8 branches from the same DFA checkpoint at t0=5: +1. continue_DFA — pure DFA baseline +2. blend_random_trainable — standard Vec (10A.5/10A.6 reference) +3. blend_zero_target_trainable — Vec trained with loss=||a_aux||^2 (from 10A.6) +4. blend_zero_target_normmatched — zero_target + blockwise norm matching to random_trainable +5. blend_perlayer_vector — no network; per-block nn.Parameter v_l, broadcast over batch +6. blend_random_freeze_after_1 — random Vec, train 1 epoch then freeze +7. blend_random_freeze_after_5 — random Vec, train 5 epochs then freeze +8. blend_random_freeze_after_10 — random Vec, train 10 epochs then freeze +""" +import os +import sys +import json +import argparse +import numpy as np +import torch +import torch.nn as nn +import torch.nn.functional as F +import torch.optim as optim +from torch.utils.data import DataLoader +import torchvision +import torchvision.transforms as transforms +import copy + +sys.path.insert(0, os.path.dirname(os.path.dirname(os.path.abspath(__file__)))) + +from models.residual_mlp import ResidualMLP +from models.value_net import SinusoidalTimeEmbed +from metrics.credit_metrics import cosine_similarity_batch, perturbation_correlation + + +# --------------------------------------------------------------------------- +# Auxiliary network architectures +# --------------------------------------------------------------------------- + +class VectorCreditNet(nn.Module): + """Standard Vec: takes (h, t, s) -> d_hidden credit vector.""" + def __init__(self, d_hidden, s_dim, time_embed_dim=32, hidden_dim=256, num_layers=3): + super().__init__() + self.ln = nn.LayerNorm(d_hidden) + self.time_embed = SinusoidalTimeEmbed(time_embed_dim) + input_dim = d_hidden + time_embed_dim + s_dim + layers = [] + for i in range(num_layers): + in_d = input_dim if i == 0 else hidden_dim + layers.append(nn.Linear(in_d, hidden_dim)) + layers.append(nn.GELU()) + layers.append(nn.Linear(hidden_dim, d_hidden)) + self.net = nn.Sequential(*layers) + + def forward(self, h, t, s): + return self.net(torch.cat([self.ln(h), self.time_embed(t), s], dim=-1)) + + +class PerLayerVector(nn.Module): + """No network: each block l has a trainable nn.Parameter v_l of shape (d_hidden,). + All samples in a batch receive the same v_l (broadcast). + forward(h, t, s, block_idx) returns v_l expanded to (batch, d_hidden). + """ + def __init__(self, d_hidden, num_blocks): + super().__init__() + # Initialize with small random values + self.vectors = nn.ParameterList( + [nn.Parameter(torch.randn(d_hidden) * 0.01) for _ in range(num_blocks)] + ) + self._block_idx = 0 + + def set_block(self, l): + self._block_idx = l + + def forward(self, h, t, s): + batch = h.size(0) + return self.vectors[self._block_idx].unsqueeze(0).expand(batch, -1) + + +# --------------------------------------------------------------------------- +# Data +# --------------------------------------------------------------------------- + +def get_cifar10(batch_size=128): + transform_train = transforms.Compose([ + transforms.RandomCrop(32, padding=4), transforms.RandomHorizontalFlip(), + transforms.ToTensor(), + transforms.Normalize((0.4914, 0.4822, 0.4465), (0.2470, 0.2435, 0.2616))]) + transform_test = transforms.Compose([ + transforms.ToTensor(), + transforms.Normalize((0.4914, 0.4822, 0.4465), (0.2470, 0.2435, 0.2616))]) + trainset = torchvision.datasets.CIFAR10( + root='./data', train=True, download=True, transform=transform_train) + testset = torchvision.datasets.CIFAR10( + root='./data', train=False, download=True, transform=transform_test) + return (DataLoader(trainset, batch_size=batch_size, shuffle=True, + num_workers=4, pin_memory=True), + DataLoader(testset, batch_size=batch_size, shuffle=False, + num_workers=4, pin_memory=True)) + + +# --------------------------------------------------------------------------- +# Evaluation helpers +# --------------------------------------------------------------------------- + +def evaluate(model, test_loader, device): + model.eval(); c, t = 0, 0 + with torch.no_grad(): + for x, y in test_loader: + x = x.view(x.size(0), -1).to(device); y = y.to(device) + c += (model(x).argmax(1) == y).sum().item(); t += x.size(0) + return c / t + + +def compute_diagnostics(model, aux_net, Bs, test_loader, device, credit_mode, alpha=0.75): + """Compute mean Gamma (BP cosine) and mean rho (perturbation correlation).""" + model.eval() + if aux_net is not None: + aux_net.eval() + L = model.num_blocks + + for x, y in test_loader: + x = x.view(x.size(0), -1).to(device); y = y.to(device); break + batch = x.size(0) + + # BP pass for hidden gradients (offline eval only, not used for training) + was_frozen = not next(model.parameters()).requires_grad + if was_frozen: + for p in model.parameters(): p.requires_grad_(True) + model.zero_grad() + lo, hbp = model(x, return_hidden=True) + for l in range(L + 1): hbp[l].retain_grad() + F.cross_entropy(lo, y).backward() + bp = {l: hbp[l].grad.detach().clone() for l in range(L + 1)} + if was_frozen: + for p in model.parameters(): p.requires_grad_(False) + + with torch.no_grad(): + lo2, hi = model(x, return_hidden=True) + eT = lo2.softmax(-1); eT[torch.arange(batch), y] -= 1; s = eT.detach() + + gammas, rhos = [], [] + for l in range(L): + h_l = hi[l].detach() + t_l = torch.full((batch,), l / L, device=device) + + if credit_mode == 'dfa': + a_l = (s @ Bs[l].T).detach() + elif credit_mode == 'blend' and aux_net is not None: + a_dfa = (s @ Bs[l].T).detach() + if isinstance(aux_net, PerLayerVector): + aux_net.set_block(l) + a_aux = aux_net(h_l, t_l, s).detach() + rd = (a_dfa ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + rv = (a_aux ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + a_l = alpha * a_aux / rv + (1 - alpha) * a_dfa / rd + else: + a_l = (s @ Bs[l].T).detach() + + gammas.append(cosine_similarity_batch(a_l, bp[l])) + + def make_fwd(sl): + def f(h): + with torch.no_grad(): + c = h + for i in range(sl, L): + c = c + model.blocks[i](c) + return F.cross_entropy( + model.out_head(model.out_ln(c)), y, reduction='none') + return f + + rhos.append(perturbation_correlation(h_l, a_l, make_fwd(l), epsilon=1e-3, M=16)) + + return float(np.mean(gammas)), float(np.mean(rhos)) + + +# --------------------------------------------------------------------------- +# DFA training + checkpoint +# --------------------------------------------------------------------------- + +def train_dfa_get_checkpoint(model, train_loader, test_loader, device, + total_epochs, t0, lr, wd): + d = model.d_hidden; L = model.num_blocks + Bs = [torch.randn(d, 10, device=device) / np.sqrt(10) for _ in range(L)] + block_opts = [optim.AdamW(b.parameters(), lr=lr, weight_decay=wd) + for b in model.blocks] + embed_opt = optim.AdamW(model.embed.parameters(), lr=lr, weight_decay=wd) + head_opt = optim.AdamW( + list(model.out_head.parameters()) + list(model.out_ln.parameters()), + lr=lr, weight_decay=wd) + scheds = ([optim.lr_scheduler.CosineAnnealingLR(o, T_max=total_epochs) + for o in block_opts] + + [optim.lr_scheduler.CosineAnnealingLR(embed_opt, T_max=total_epochs), + optim.lr_scheduler.CosineAnnealingLR(head_opt, T_max=total_epochs)]) + ckpt = None + for epoch in range(1, total_epochs + 1): + model.train(); tl, c, t = 0, 0, 0 + for x, y in train_loader: + x = x.view(x.size(0), -1).to(device); y = y.to(device); b = x.size(0) + with torch.no_grad(): + lo, hi = model(x, return_hidden=True); lv = F.cross_entropy(lo, y) + eT = lo.softmax(-1); eT[torch.arange(b), y] -= 1 + hL = hi[-1].detach() + lo2 = F.cross_entropy(model.out_head(model.out_ln(hL)), y) + head_opt.zero_grad(); lo2.backward(); head_opt.step() + for l in range(L): + a = (eT @ Bs[l].T).detach() + rm = (a ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + f = model.blocks[l](hi[l].detach()) + ll = (f * (a / rm)).sum(-1).mean() + block_opts[l].zero_grad(); ll.backward() + torch.nn.utils.clip_grad_norm_(model.blocks[l].parameters(), 1.0) + block_opts[l].step() + a0 = (eT @ Bs[0].T).detach() + r0 = (a0 ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + el = (model.embed(x) * (a0 / r0)).sum(-1).mean() + embed_opt.zero_grad(); el.backward(); embed_opt.step() + tl += lv.item() * b; c += (lo.argmax(1) == y).sum().item(); t += b + for s in scheds: s.step() + if epoch == t0: + acc = evaluate(model, test_loader, device) + ckpt = {'model': copy.deepcopy(model.state_dict()), + 'Bs': [B.clone() for B in Bs], 'acc': acc} + print(f" [DFA] Checkpoint at epoch {t0}: acc={acc:.4f}") + if epoch % 10 == 0: + print(f" [DFA] Epoch {epoch}: acc={evaluate(model, test_loader, device):.4f}") + return Bs, ckpt + + +# --------------------------------------------------------------------------- +# Norm matching: estimate per-block blend RMS from random_trainable after k epochs +# --------------------------------------------------------------------------- + +def estimate_normmatched_gammas(model_init_state, Bs, train_loader, test_loader, device, + t0, total_epochs, alpha, lr, lr_fb, wd, M, + collect_epochs=10, input_dim=3072, d=256, L=4): + """Run random_trainable for collect_epochs after handoff, collect per-block RMS + of blended credits. Returns per-block gamma (scalar) for norm matching.""" + torch.manual_seed(42 + 9999) + model_tmp = ResidualMLP(input_dim, d, 10, L).to(device) + model_tmp.load_state_dict(model_init_state) + + torch.manual_seed(42 + 7777) + vec_tmp = VectorCreditNet(d_hidden=d, s_dim=10).to(device) + + block_opts = [optim.AdamW(b.parameters(), lr=lr, weight_decay=wd) + for b in model_tmp.blocks] + embed_opt = optim.AdamW(model_tmp.embed.parameters(), lr=lr, weight_decay=wd) + head_opt = optim.AdamW( + list(model_tmp.out_head.parameters()) + list(model_tmp.out_ln.parameters()), + lr=lr, weight_decay=wd) + vec_opt = optim.Adam(vec_tmp.parameters(), lr=lr_fb) + scheds = ([optim.lr_scheduler.CosineAnnealingLR(o, T_max=total_epochs) + for o in block_opts] + + [optim.lr_scheduler.CosineAnnealingLR(embed_opt, T_max=total_epochs), + optim.lr_scheduler.CosineAnnealingLR(head_opt, T_max=total_epochs)]) + for _ in range(t0): + for s in scheds: s.step() + + eps_pert = 1e-3 + # Accumulate per-block blend RMS over all collect_epochs + block_rms_accum = [[] for _ in range(L)] + + for epoch in range(t0 + 1, t0 + collect_epochs + 1): + model_tmp.train(); vec_tmp.train() + for x, y in train_loader: + x = x.view(x.size(0), -1).to(device); y = y.to(device); batch = x.size(0) + with torch.no_grad(): + lo, hi = model_tmp(x, return_hidden=True); lv = F.cross_entropy(lo, y) + eT = lo.softmax(-1); eT[torch.arange(batch), y] -= 1; s = eT.detach() + hL = hi[-1].detach() + + # Train Vec with standard perturbation loss + t_L = torch.ones(batch, device=device) + a_term = vec_tmp(hL, t_L, s) + hL_req = hL.clone().requires_grad_(True) + ce = F.cross_entropy(model_tmp.out_head(model_tmp.out_ln(hL_req)), y, + reduction='sum') + dL = torch.autograd.grad(ce, hL_req)[0].detach() + loss_term = ((a_term - dL) ** 2).sum(-1).mean() + lt = np.random.randint(0, L) + h_l = hi[lt].detach(); t_l = torch.full((batch,), lt / L, device=device) + a_l = vec_tmp(h_l, t_l, s) + lp2 = torch.tensor(0.0, device=device) + for _ in range(M): + v = torch.randn_like(h_l); v = v / (v.norm(-1, keepdim=True) + 1e-8) + with torch.no_grad(): + lp = F.cross_entropy( + model_tmp.forward_from_layer(h_l + eps_pert * v, lt), y, reduction='none') + lm = F.cross_entropy( + model_tmp.forward_from_layer(h_l - eps_pert * v, lt), y, reduction='none') + gj = (lp - lm) / (2 * eps_pert) + lp2 = lp2 + (((a_l * v).sum(-1) - gj.detach()) ** 2).mean() + lp2 /= M + vl = loss_term + lp2 + vec_opt.zero_grad(); vl.backward() + torch.nn.utils.clip_grad_norm_(vec_tmp.parameters(), 1.0); vec_opt.step() + + # Compute and record blend RMS per block + with torch.no_grad(): + for l in range(L): + a_dfa = (eT @ Bs[l].T).detach() + h_bl = hi[l].detach(); t_bl = torch.full((batch,), l / L, device=device) + a_vec = vec_tmp(h_bl, t_bl, s).detach() + rms_d = (a_dfa ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + rms_v = (a_vec ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + a_blend = alpha * a_vec / rms_v + (1 - alpha) * a_dfa / rms_d + block_rms_accum[l].append((a_blend ** 2).mean().sqrt().item()) + + # Update head and blocks (needed to keep training realistic) + lo2 = F.cross_entropy(model_tmp.out_head(model_tmp.out_ln(hL)), y) + head_opt.zero_grad(); lo2.backward(); head_opt.step() + for l in range(L): + a_dfa = (eT @ Bs[l].T).detach() + with torch.no_grad(): + h_bl = hi[l].detach(); t_bl = torch.full((batch,), l / L, device=device) + a_vec = vec_tmp(h_bl, t_bl, s) + rms_d = (a_dfa ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + rms_v = (a_vec ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + a_blend = alpha * a_vec / rms_v + (1 - alpha) * a_dfa / rms_d + rm = (a_blend ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + f = model_tmp.blocks[l](hi[l].detach()) + ll = (f * (a_blend / rm)).sum(-1).mean() + block_opts[l].zero_grad(); ll.backward() + torch.nn.utils.clip_grad_norm_(model_tmp.blocks[l].parameters(), 1.0) + block_opts[l].step() + a0_dfa = (eT @ Bs[0].T).detach() + with torch.no_grad(): + h0 = hi[0].detach(); t0_t = torch.full((batch,), 0.0, device=device) + av0 = vec_tmp(h0, t0_t, s) + rd0 = (a0_dfa ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + rv0 = (av0 ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + a0b = alpha * av0 / rv0 + (1 - alpha) * a0_dfa / rd0 + r0 = (a0b ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + el = (model_tmp.embed(x) * (a0b / r0)).sum(-1).mean() + embed_opt.zero_grad(); el.backward(); embed_opt.step() + for sch in scheds: sch.step() + print(f" [norm_match_calibration] Epoch {epoch}: " + f"block_rms={[round(np.mean(block_rms_accum[l]), 5) for l in range(L)]}") + + # Per-block target RMS + target_rms = [float(np.mean(block_rms_accum[l])) for l in range(L)] + print(f" [norm_match_calibration] Target RMS per block: {[round(r, 5) for r in target_rms]}") + del model_tmp, vec_tmp + return target_rms + + +# --------------------------------------------------------------------------- +# Branch runner +# --------------------------------------------------------------------------- + +def run_branch(model, aux_net, Bs, train_loader, test_loader, device, + t0, total_epochs, branch_type, alpha, lr, lr_fb, wd, M, + branch_name='', freeze_after=None, normmatched_target_rms=None): + """ + Run a training branch from a loaded checkpoint. + + branch_type options: + 'dfa' — pure DFA + 'blend_trainable' — blend with Vec trained online (perturbation targets) + 'blend_zero_target' — blend with Vec trained with ||a_aux||^2 + 'blend_zero_normmatched' — zero_target + blockwise norm matching + 'blend_perlayer_vector' — no network, per-block nn.Parameter v_l (broadcast over batch) + 'blend_freeze_after_k' — random Vec, train for freeze_after epochs then freeze + + freeze_after: int or None — for 'blend_freeze_after_k', number of epochs to train before freeze + normmatched_target_rms: list of float, one per block — for 'blend_zero_normmatched' + """ + d = model.d_hidden; L = model.num_blocks; eps_pert = 1e-3 + + # Determine which aux nets need training + trainable_types = {'blend_trainable', 'blend_zero_target', 'blend_zero_normmatched', + 'blend_perlayer_vector', 'blend_freeze_after_k'} + aux_trained = (branch_type in trainable_types) and (aux_net is not None) + + block_opts = [optim.AdamW(b.parameters(), lr=lr, weight_decay=wd) + for b in model.blocks] + embed_opt = optim.AdamW(model.embed.parameters(), lr=lr, weight_decay=wd) + head_opt = optim.AdamW( + list(model.out_head.parameters()) + list(model.out_ln.parameters()), + lr=lr, weight_decay=wd) + # For perlayer_vector, only optimize the vectors (not a full network) + if branch_type == 'blend_perlayer_vector' and isinstance(aux_net, PerLayerVector): + aux_opt = optim.Adam(aux_net.parameters(), lr=lr_fb) + elif aux_trained: + aux_opt = optim.Adam(aux_net.parameters(), lr=lr_fb) + else: + aux_opt = None + + scheds = ([optim.lr_scheduler.CosineAnnealingLR(o, T_max=total_epochs) + for o in block_opts] + + [optim.lr_scheduler.CosineAnnealingLR(embed_opt, T_max=total_epochs), + optim.lr_scheduler.CosineAnnealingLR(head_opt, T_max=total_epochs)]) + # Advance schedulers to match checkpoint epoch + for _ in range(t0): + for s in scheds: s.step() + + log = {'test_acc': [], 'train_loss': [], 'gamma': [], 'rho': [], 'alpha_eff': []} + diag_epochs = set( + list(range(t0 + 1, min(t0 + 6, total_epochs + 1))) + + [t0 + 8, t0 + 10, t0 + 15, t0 + 20] + + list(range(t0 + 10, total_epochs + 1, 10)) + + [total_epochs]) + + frozen = False # Track whether Vec has been frozen (for freeze_after_k) + + for epoch in range(t0 + 1, total_epochs + 1): + # Handle freeze_after_k: freeze after freeze_after epochs of training + if branch_type == 'blend_freeze_after_k' and freeze_after is not None: + epochs_trained = epoch - t0 - 1 # epochs completed since handoff + if epochs_trained >= freeze_after and not frozen: + if aux_net is not None: + aux_net.requires_grad_(False) + aux_net.eval() + aux_opt = None + frozen = True + print(f" [{branch_name}] Freezing Vec at epoch {epoch} " + f"(after {freeze_after} training epochs)") + + model.train() + if aux_net is not None and (aux_opt is not None or not frozen): + if aux_opt is not None: + aux_net.train() + else: + aux_net.eval() + elif aux_net is not None: + aux_net.eval() + + tl, c, t = 0, 0, 0 + epoch_aux_norms, epoch_dfa_norms = [], [] + + for x, y in train_loader: + x = x.view(x.size(0), -1).to(device); y = y.to(device); batch = x.size(0) + with torch.no_grad(): + lo, hi = model(x, return_hidden=True); lv = F.cross_entropy(lo, y) + eT = lo.softmax(-1); eT[torch.arange(batch), y] -= 1; s = eT.detach() + hL = hi[-1].detach() + + # ---------------------------------------------------------------- + # Train auxiliary network (if applicable) + # ---------------------------------------------------------------- + if aux_opt is not None: + if branch_type in ('blend_trainable', 'blend_freeze_after_k'): + # Standard perturbation targets + t_L = torch.ones(batch, device=device) + a_term = aux_net(hL, t_L, s) + hL_req = hL.clone().requires_grad_(True) + ce = F.cross_entropy( + model.out_head(model.out_ln(hL_req)), y, reduction='sum') + dL = torch.autograd.grad(ce, hL_req)[0].detach() + loss_term = ((a_term - dL) ** 2).sum(-1).mean() + lt = np.random.randint(0, L) + h_l = hi[lt].detach() + t_l = torch.full((batch,), lt / L, device=device) + a_l = aux_net(h_l, t_l, s) + lp2 = torch.tensor(0.0, device=device) + for _ in range(M): + v = torch.randn_like(h_l) + v = v / (v.norm(-1, keepdim=True) + 1e-8) + with torch.no_grad(): + lp = F.cross_entropy( + model.forward_from_layer(h_l + eps_pert * v, lt), + y, reduction='none') + lm = F.cross_entropy( + model.forward_from_layer(h_l - eps_pert * v, lt), + y, reduction='none') + gj = (lp - lm) / (2 * eps_pert) + lp2 = lp2 + (((a_l * v).sum(-1) - gj.detach()) ** 2).mean() + lp2 /= M + vl = loss_term + lp2 + + elif branch_type in ('blend_zero_target', 'blend_zero_normmatched'): + # Minimize ||a_aux||^2 — teaches the network to output zero + lt = np.random.randint(0, L) + h_l = hi[lt].detach() + t_l = torch.full((batch,), lt / L, device=device) + a_l = aux_net(h_l, t_l, s) + vl = (a_l ** 2).sum(-1).mean() + + elif branch_type == 'blend_perlayer_vector': + # Per-layer vector: train v_l with perturbation loss + # v_l is used as gradient surrogate for a random layer + lt = np.random.randint(0, L) + h_l = hi[lt].detach() + t_l = torch.full((batch,), lt / L, device=device) + aux_net.set_block(lt) + # v_l is the per-layer vector (same for all samples in batch) + a_l = aux_net(h_l, t_l, s) # (batch, d) — same v_lt broadcast + lp2 = torch.tensor(0.0, device=device) + for _ in range(M): + v = torch.randn_like(h_l) + v = v / (v.norm(-1, keepdim=True) + 1e-8) + with torch.no_grad(): + lp = F.cross_entropy( + model.forward_from_layer(h_l + eps_pert * v, lt), + y, reduction='none') + lm = F.cross_entropy( + model.forward_from_layer(h_l - eps_pert * v, lt), + y, reduction='none') + gj = (lp - lm) / (2 * eps_pert) + # <v_l, v_dir> — v_l is shared across batch, v is per-sample + # (a_l * v).sum(-1) computes dot product per sample + lp2 = lp2 + (((a_l * v).sum(-1) - gj.detach()) ** 2).mean() + lp2 /= M + vl = lp2 + + else: + vl = None + + if vl is not None: + aux_opt.zero_grad(); vl.backward() + torch.nn.utils.clip_grad_norm_(aux_net.parameters(), 1.0) + aux_opt.step() + + # ---------------------------------------------------------------- + # Compute credits for each block + # ---------------------------------------------------------------- + dfa_credits = [(eT @ Bs[l].T).detach() for l in range(L)] + credits = [] + for l in range(L): + a_dfa = dfa_credits[l] + rms_d = (a_dfa ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + + if branch_type == 'dfa': + credits.append(a_dfa / rms_d) + else: + # All blend branches + h_l = hi[l].detach() + t_l = torch.full((batch,), l / L, device=device) + with torch.no_grad(): + if isinstance(aux_net, PerLayerVector): + aux_net.set_block(l) + a_aux = aux_net(h_l, t_l, s).detach() + rms_v = (a_aux ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + a_blend = alpha * a_aux / rms_v + (1 - alpha) * a_dfa / rms_d + + # For norm-matched zero_target: scale blended credit by per-block gamma + if branch_type == 'blend_zero_normmatched' and normmatched_target_rms is not None: + current_rms = (a_blend ** 2).mean().sqrt().item() + gamma_nm = normmatched_target_rms[l] / (current_rms + 1e-8) + a_blend = a_blend * gamma_nm + + credits.append(a_blend) + + # Track norms for alpha_eff + a_c = credits[-1] + if branch_type == 'dfa': + epoch_aux_norms.append(0.0) + epoch_dfa_norms.append(a_c.norm().item()) + else: + a_dfa_n = a_dfa / rms_d + rms_v2 = (a_aux ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + epoch_aux_norms.append((alpha * a_aux / rms_v2).norm().item()) + epoch_dfa_norms.append(((1 - alpha) * a_dfa_n).norm().item()) + + # ---------------------------------------------------------------- + # Update output head (local exact gradient — allowed) + # ---------------------------------------------------------------- + lo2 = F.cross_entropy(model.out_head(model.out_ln(hL)), y) + head_opt.zero_grad(); lo2.backward(); head_opt.step() + + # ---------------------------------------------------------------- + # Update blocks with local surrogate + # ---------------------------------------------------------------- + for l in range(L): + a = credits[l] + rm = (a ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + f = model.blocks[l](hi[l].detach()) + ll = (f * (a / rm)).sum(-1).mean() + block_opts[l].zero_grad(); ll.backward() + torch.nn.utils.clip_grad_norm_(model.blocks[l].parameters(), 1.0) + block_opts[l].step() + + # Update embedding with block-0 credit + a0 = credits[0] + r0 = (a0 ** 2).mean(-1, keepdim=True).sqrt() + 1e-6 + el = (model.embed(x) * (a0 / r0)).sum(-1).mean() + embed_opt.zero_grad(); el.backward(); embed_opt.step() + + tl += lv.item() * batch; c += (lo.argmax(1) == y).sum().item(); t += batch + + for sch in scheds: sch.step() + ta = evaluate(model, test_loader, device) + log['test_acc'].append(ta); log['train_loss'].append(tl / t) + + mean_aux = np.mean(epoch_aux_norms) if epoch_aux_norms else 0.0 + mean_dfa = np.mean(epoch_dfa_norms) if epoch_dfa_norms else 1.0 + aeff = mean_aux / (mean_aux + mean_dfa + 1e-12) + log['alpha_eff'].append((epoch, aeff)) + + if epoch in diag_epochs: + cm = 'blend' if branch_type != 'dfa' else 'dfa' + gamma, rho = compute_diagnostics( + model, aux_net if branch_type != 'dfa' else None, + Bs, test_loader, device, cm, alpha) + log['gamma'].append((epoch, gamma)); log['rho'].append((epoch, rho)) + if epoch <= t0 + 15 or epoch % 20 == 0 or epoch == total_epochs: + frozen_str = ' [FROZEN]' if frozen else '' + print(f" [{branch_name}]{frozen_str} Ep {epoch}: acc={ta:.4f}, " + f"G={gamma:.4f}, r={rho:.4f}, aeff={aeff:.3f}") + elif epoch % 10 == 0 or epoch == total_epochs: + frozen_str = ' [FROZEN]' if frozen else '' + print(f" [{branch_name}]{frozen_str} Ep {epoch}: acc={ta:.4f}") + + return log + + +# --------------------------------------------------------------------------- +# Main experiment +# --------------------------------------------------------------------------- + +def run_experiment(args): + device = torch.device(f'cuda:{args.gpu}' if torch.cuda.is_available() else 'cpu') + print(f"Using device: {device}") + os.makedirs(args.output_dir, exist_ok=True) + torch.manual_seed(args.seed); np.random.seed(args.seed) + torch.cuda.manual_seed_all(args.seed) + + train_loader, test_loader = get_cifar10(args.batch_size) + input_dim = 32 * 32 * 3; L = args.num_blocks; d = args.d_hidden + + # ---------------------------------------------------------------- + # Step 1: Train DFA and capture checkpoint at t0 + # ---------------------------------------------------------------- + print(f"\n{'='*60}\nTraining DFA baseline (checkpoint at t0={args.t0})\n{'='*60}") + model_dfa = ResidualMLP(input_dim, d, 10, L).to(device) + Bs, ckpt = train_dfa_get_checkpoint( + model_dfa, train_loader, test_loader, device, + args.epochs, args.t0, args.lr, args.wd) + print(f" Checkpoint acc at t0={args.t0}: {ckpt['acc']:.4f}") + + # ---------------------------------------------------------------- + # Step 2: Estimate per-block target RMS for norm-matched zero_target + # Run random_trainable for 10 epochs from checkpoint, collect stats. + # ---------------------------------------------------------------- + print(f"\n{'='*60}\nCalibrating norm-matching (random_trainable 10 epochs)\n{'='*60}") + normmatched_target_rms = estimate_normmatched_gammas( + model_init_state=ckpt['model'], + Bs=ckpt['Bs'], + train_loader=train_loader, + test_loader=test_loader, + device=device, + t0=args.t0, + total_epochs=args.epochs, + alpha=args.alpha, + lr=args.lr, + lr_fb=args.lr_fb, + wd=args.wd, + M=args.M, + collect_epochs=10, + input_dim=input_dim, + d=d, + L=L) + print(f" Per-block target RMS: {[round(r, 5) for r in normmatched_target_rms]}") + + # ---------------------------------------------------------------- + # Step 3: Define and run all 8 branches + # ---------------------------------------------------------------- + VEC_SEED = args.seed + 7777 + + def make_vec(): + torch.manual_seed(VEC_SEED) + return VectorCreditNet(d_hidden=d, s_dim=10).to(device) + + def make_perlayer(): + torch.manual_seed(VEC_SEED) + return PerLayerVector(d_hidden=d, num_blocks=L).to(device) + + # (name, branch_type, aux_factory, freeze_after, use_normmatched) + branches = [ + ('continue_DFA', 'dfa', lambda: None, None, False), + ('blend_random_trainable', 'blend_trainable', make_vec, None, False), + ('blend_zero_target_trainable', 'blend_zero_target', make_vec, None, False), + ('blend_zero_target_normmatched', 'blend_zero_normmatched', make_vec, None, True), + ('blend_perlayer_vector', 'blend_perlayer_vector', make_perlayer, None, False), + ('blend_random_freeze_after_1', 'blend_freeze_after_k', make_vec, 1, False), + ('blend_random_freeze_after_5', 'blend_freeze_after_k', make_vec, 5, False), + ('blend_random_freeze_after_10', 'blend_freeze_after_k', make_vec, 10, False), + ] + + all_results = {} + for bname, btype, aux_factory, freeze_after, use_normmatched in branches: + print(f"\n{'='*60}\n{bname}\n{'='*60}") + model_b = ResidualMLP(input_dim, d, 10, L).to(device) + model_b.load_state_dict(ckpt['model']) + aux_net_b = aux_factory() + nm_rms = normmatched_target_rms if use_normmatched else None + + log = run_branch( + model_b, aux_net_b, ckpt['Bs'], + train_loader, test_loader, device, + args.t0, args.epochs, btype, + args.alpha, args.lr, args.lr_fb, args.wd, args.M, + branch_name=bname, + freeze_after=freeze_after, + normmatched_target_rms=nm_rms) + all_results[bname] = log + print(f" {bname} final acc: {log['test_acc'][-1]:.4f}") + + # ---------------------------------------------------------------- + # Step 4: Summary table + # ---------------------------------------------------------------- + dfa_final = all_results['continue_DFA']['test_acc'][-1] + + print(f"\n{'='*95}") + print("SUMMARY — Phase 10A.7: Minimal Auxiliary Compression") + print(f"{'='*95}") + print(f"{'Branch':<36} {'@20':>6} {'final':>7} {'diff':>7} " + f"{'mG_5:15':>9} {'mr_5:15':>9} {'aeff':>7}") + print("-" * 83) + + for bname, log in all_results.items(): + accs = log['test_acc'] + idx20 = max(0, 20 - args.t0 - 1) + acc20 = accs[idx20] if len(accs) > idx20 else accs[-1] + final = accs[-1] + diff = final - dfa_final + gammas_e = [g for e, g in log['gamma'] if args.t0 < e <= args.t0 + 15] + rhos_e = [r for e, r in log['rho'] if args.t0 < e <= args.t0 + 15] + aeffs_e = [a for e, a in log['alpha_eff'] if args.t0 < e <= args.t0 + 15] + mg = float(np.mean(gammas_e)) if gammas_e else float('nan') + mr = float(np.mean(rhos_e)) if rhos_e else float('nan') + mae = float(np.mean(aeffs_e)) if aeffs_e else float('nan') + print(f"{bname:<36} {acc20:>6.4f} {final:>7.4f} {diff:>+7.4f} " + f"{mg:>9.4f} {mr:>9.4f} {mae:>7.3f}") + + # ---------------------------------------------------------------- + # Step 5: Save results + # ---------------------------------------------------------------- + save_data = { + 'args': vars(args), + 'dfa_ckpt_acc': float(ckpt['acc']), + 'normmatched_target_rms': normmatched_target_rms, + } + for bname, log in all_results.items(): + save_data[bname] = { + 'test_acc': log['test_acc'], + 'train_loss': log['train_loss'], + 'gamma': log['gamma'], + 'rho': log['rho'], + 'alpha_eff': log['alpha_eff'], + } + out_path = os.path.join(args.output_dir, + f'minimal_aux_compression_t{args.t0}_s{args.seed}.json') + with open(out_path, 'w') as f: + json.dump(save_data, f, indent=2, default=float) + print(f"\nSaved to {out_path}") + + # ---------------------------------------------------------------- + # Step 6: Judgment + # ---------------------------------------------------------------- + print(f"\n{'='*60}\nJUDGMENT\n{'='*60}") + r = {bname: log['test_acc'][-1] for bname, log in all_results.items()} + dfa = r['continue_DFA'] + rt = r.get('blend_random_trainable', float('nan')) + zt = r.get('blend_zero_target_trainable', float('nan')) + znm = r.get('blend_zero_target_normmatched', float('nan')) + plv = r.get('blend_perlayer_vector', float('nan')) + f1 = r.get('blend_random_freeze_after_1', float('nan')) + f5 = r.get('blend_random_freeze_after_5', float('nan')) + f10 = r.get('blend_random_freeze_after_10', float('nan')) + + print(f" DFA={dfa:.4f} rt={rt:.4f} zt={zt:.4f} znm={znm:.4f} " + f"plv={plv:.4f} f1={f1:.4f} f5={f5:.4f} f10={f10:.4f}") + + thr = 0.003 + + # Norm matching diagnosis + if abs(znm - rt) < thr: + print(" -> zero_normmatched ≈ random_trainable: " + "gain is primarily norm/step-size effect, not directional signal") + elif znm > zt + thr and znm < rt - thr: + print(" -> zero_normmatched is between zt and rt: " + "norm helps but signal direction still adds value") + elif znm > rt - thr: + print(" -> zero_normmatched ≈ random_trainable: " + "norm matching fully recovers the blend gain (direction irrelevant)") + + # Per-layer vector vs full network + if abs(plv - rt) < thr: + print(" -> perlayer_vector ≈ random_trainable: " + "per-block scalar direction sufficient; no input conditioning needed") + elif plv > dfa + thr: + print(f" -> perlayer_vector improves over DFA (+{plv-dfa:.4f}): " + "even input-agnostic per-block direction helps") + else: + print(f" -> perlayer_vector does NOT improve over DFA: " + "per-block vectors alone insufficient without input conditioning") + + # Freeze timing analysis + print(f"\n Freeze timing: f1={f1:.4f} f5={f5:.4f} f10={f10:.4f} rt={rt:.4f}") + if f10 > f1 + thr: + print(" -> More training before freeze is better: " + "Vec needs time to learn useful direction") + if abs(f10 - rt) < thr: + print(" -> freeze_after_10 ≈ random_trainable: " + "most learning happens in first 10 epochs; subsequent training marginal") + elif rt > f10 + thr: + print(" -> continuous training > freeze_after_10: " + "ongoing adaptation to evolving forward network matters") + + +def main(): + parser = argparse.ArgumentParser( + description='Phase 10A.7: Minimal Auxiliary Compression') + parser.add_argument('--num_blocks', type=int, default=4) + parser.add_argument('--d_hidden', type=int, default=256) + parser.add_argument('--batch_size', type=int, default=128) + parser.add_argument('--epochs', type=int, default=100) + parser.add_argument('--t0', type=int, default=5) + parser.add_argument('--alpha', type=float, default=0.75) + parser.add_argument('--lr', type=float, default=1e-3) + parser.add_argument('--lr_fb', type=float, default=1e-3) + parser.add_argument('--wd', type=float, default=0.01) + parser.add_argument('--M', type=int, default=4) + parser.add_argument('--seed', type=int, default=42) + parser.add_argument('--gpu', type=int, default=0) + parser.add_argument('--output_dir', type=str, default='results/minimal_aux_compression') + args = parser.parse_args() + run_experiment(args) + + +if __name__ == '__main__': + main() |
