summaryrefslogtreecommitdiff
path: root/experiments/plot_resnet_confirmation.py
blob: 99a55d457f47b2b59c211a0590a10bc00dfd2b00 (plain)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200
201
202
203
204
205
206
207
208
209
210
211
212
213
214
215
216
217
218
219
220
221
222
223
224
225
226
227
228
229
230
231
232
233
234
235
236
237
238
239
240
241
242
243
244
245
246
247
248
249
250
251
252
253
254
255
256
257
258
259
260
261
262
263
264
265
266
267
268
269
270
271
272
273
274
275
276
277
278
279
280
281
282
283
284
285
286
287
288
289
290
291
292
293
294
295
296
297
298
299
300
301
302
303
304
305
306
307
308
309
310
311
312
313
314
315
316
317
318
319
320
321
322
323
324
325
326
327
328
329
330
331
332
333
334
335
336
337
338
339
340
341
342
343
344
345
346
347
348
349
350
351
352
353
354
355
356
357
358
359
360
361
362
363
364
365
366
367
368
369
370
371
372
373
374
375
376
377
378
379
380
381
382
383
384
385
386
387
388
389
390
391
392
393
394
395
396
397
398
399
400
401
402
403
404
405
406
407
408
409
410
411
412
413
414
415
416
417
418
419
420
421
422
423
424
425
426
427
428
429
430
431
432
433
434
435
436
437
438
439
440
441
442
443
444
445
446
447
448
449
450
451
452
453
454
455
456
457
458
459
460
461
462
463
464
465
466
467
468
469
470
471
472
473
474
475
476
477
478
479
480
481
482
483
484
485
486
487
488
489
490
491
492
493
494
495
496
497
498
499
500
501
502
503
504
505
506
507
508
509
510
511
512
513
514
515
516
517
518
519
520
521
522
523
524
525
526
527
528
529
530
531
532
533
534
535
536
537
538
539
540
541
542
543
544
545
546
547
548
549
550
551
552
553
554
555
556
#!/usr/bin/env python3
"""Render the audited D4 standard-ResNet confirmation figure.

The renderer intentionally reads the ten untouched D4 records directly.  It
refuses incomplete seed panels, a failed gate, protocol drift, or disagreement
between the gate summary and the source records before writing any artifact.
"""
import argparse
import hashlib
import json
import math
import os
import statistics

import matplotlib

matplotlib.use("Agg")
import matplotlib.pyplot as plt
import numpy as np


EXPECTED_SEEDS = tuple(range(10, 15))
PROTOCOL = "kp_dynamic_neutral_projection_confirmation_v1"
BLUE = "#0072B2"
LIGHT_BLUE = "#56B4E9"
GREEN = "#009E73"
GRAY = "#5A5A5A"
LIGHT_GRAY = "#B7B7B7"
PDF_METADATA = {
    "Creator": "SDIL audited D4 figure pipeline",
    "Producer": "Matplotlib",
    "CreationDate": None,
    "ModDate": None,
}


def load_json(path):
    with open(path) as handle:
        return json.load(handle)


def sha256(path):
    digest = hashlib.sha256()
    with open(path, "rb") as handle:
        for chunk in iter(lambda: handle.read(1024 * 1024), b""):
            digest.update(chunk)
    return digest.hexdigest()


def require(condition, message):
    if not condition:
        raise RuntimeError(message)


def finite_leaves(value):
    if isinstance(value, bool) or value is None:
        return True
    if isinstance(value, (int, float)):
        return math.isfinite(float(value))
    if isinstance(value, dict):
        return all(finite_leaves(child) for child in value.values())
    if isinstance(value, (list, tuple)):
        return all(finite_leaves(child) for child in value)
    return True


def load_panel(input_dir, gate_path):
    gate = load_json(gate_path)
    require(gate.get("protocol") == PROTOCOL, "D4 protocol drift")
    require(gate.get("status") == "passed", "D4 gate is not passed")
    require(gate.get("review_score_after") == 7, "D4 score rule drift")
    require(
        gate.get("checks")
        and all(gate["checks"].values()),
        "D4 contains a failed check",
    )

    records = {}
    paths = []
    for seed in EXPECTED_SEEDS:
        for label, mode in (("clean_kp", "kp"), ("dynamic", "kp_traffic")):
            path = os.path.join(input_dir, f"seed{seed}_{label}.json")
            require(os.path.isfile(path), f"missing D4 record: {path}")
            row = load_json(path)
            paths.append(path)
            require(row.get("args", {}).get("seed") == seed, f"{path}: seed drift")
            require(row["args"].get("mode") == mode, f"{path}: mode drift")
            require(row["args"].get("depth") == 20, f"{path}: depth drift")
            require(row["args"].get("width") == 16, f"{path}: width drift")
            require(row["args"].get("epochs") == 200, f"{path}: epoch drift")
            require(row["args"].get("eval_split") == "test", f"{path}: split drift")
            require(
                row.get("provenance", {}).get("git_tracked_dirty") is False,
                f"{path}: tracked-dirty provenance",
            )
            require(
                row.get("final", {}).get("evaluation_split") == "test",
                f"{path}: final split drift",
            )
            require(row["final"].get("finite") is True, f"{path}: nonfinite final")
            require(
                len(row.get("epochs", [])) == 200,
                f"{path}: incomplete trajectory",
            )
            require(
                finite_leaves(
                    {
                        "final": row["final"],
                        "epochs": row["epochs"],
                        "diagnostics": row.get("diagnostics"),
                        "work": row.get("work"),
                    }
                ),
                f"{path}: nonfinite plotted source",
            )
            if mode == "kp_traffic":
                expected = {
                    "traffic_rule": "innovation",
                    "traffic_ratio": 4,
                    "neutral_projection": 1,
                    "predictor_mode": "closed_form",
                    "learn_P": 1,
                    "predictor_warmup_steps": 1,
                }
                for key, value in expected.items():
                    require(
                        row["args"].get(key) == value,
                        f"{path}: dynamic {key} drift",
                    )
                require(
                    row["work"].get("logical_batch_loss_queries") == 0,
                    f"{path}: nonzero task-loss queries",
                )
                require(
                    row["counters"].get("neutral_projection_examples")
                    == row["counters"].get("ordinary_examples"),
                    f"{path}: neutral observation count drift",
                )
            records[(seed, mode)] = row

    observed = sorted(
        name for name in os.listdir(input_dir) if name.endswith(".json")
    )
    expected_names = sorted(
        f"seed{seed}_{label}.json"
        for seed in EXPECTED_SEEDS
        for label in ("clean_kp", "dynamic")
    )
    require(observed == expected_names, "D4 directory contains an unexpected record set")

    clean = [records[(seed, "kp")]["final"]["accuracy"] for seed in EXPECTED_SEEDS]
    dynamic = [
        records[(seed, "kp_traffic")]["final"]["accuracy"]
        for seed in EXPECTED_SEEDS
    ]
    metrics = gate.get("metrics", {})
    require(
        np.allclose(metrics.get("accuracy_by_seed", {}).get("clean_kp"), clean),
        "D4 clean accuracy summary disagrees with records",
    )
    require(
        np.allclose(metrics.get("accuracy_by_seed", {}).get("dynamic"), dynamic),
        "D4 dynamic accuracy summary disagrees with records",
    )
    require(
        math.isclose(metrics.get("mean_accuracy", {}).get("clean_kp"), np.mean(clean)),
        "D4 clean mean disagrees with records",
    )
    require(
        math.isclose(metrics.get("mean_accuracy", {}).get("dynamic"), np.mean(dynamic)),
        "D4 dynamic mean disagrees with records",
    )
    return gate, records, paths


def mean_and_sd(values):
    array = np.asarray(values, dtype=float)
    return array.mean(axis=0), array.std(axis=0, ddof=1)


def style_axis(axis):
    axis.spines["top"].set_visible(False)
    axis.spines["right"].set_visible(False)
    axis.tick_params(width=1.0, length=4)
    axis.grid(axis="y", color="#E7E7E7", linewidth=0.8, zorder=0)


def panel_label(axis, label):
    axis.text(
        -0.13,
        1.08,
        label,
        transform=axis.transAxes,
        fontsize=15,
        fontweight="bold",
        va="top",
    )


def plot_paired_accuracy(axis, records, gate):
    clean = np.asarray(
        [records[(seed, "kp")]["final"]["accuracy"] * 100 for seed in EXPECTED_SEEDS]
    )
    dynamic = np.asarray(
        [
            records[(seed, "kp_traffic")]["final"]["accuracy"] * 100
            for seed in EXPECTED_SEEDS
        ]
    )
    for index, seed in enumerate(EXPECTED_SEEDS):
        color = BLUE if dynamic[index] >= clean[index] else LIGHT_GRAY
        axis.plot([0, 1], [clean[index], dynamic[index]], color=color, alpha=0.55,
                  linewidth=1.4, zorder=1)
        axis.scatter([0], [clean[index]], s=34, facecolor="white", edgecolor=GRAY,
                     linewidth=1.0, zorder=2)
        axis.scatter([1], [dynamic[index]], s=38, facecolor=BLUE, edgecolor="white",
                     linewidth=0.8, zorder=3)
    means = [clean.mean(), dynamic.mean()]
    sems = [
        clean.std(ddof=1) / math.sqrt(len(clean)),
        dynamic.std(ddof=1) / math.sqrt(len(dynamic)),
    ]
    axis.errorbar(
        [0, 1],
        means,
        yerr=[1.96 * sem for sem in sems],
        fmt="D",
        markersize=7.5,
        color="#111111",
        markerfacecolor=[GREEN, BLUE][0],
        ecolor="#111111",
        elinewidth=1.5,
        capsize=4,
        zorder=5,
    )
    # Draw the second mean separately so its fill encodes the condition.
    axis.scatter([1], [means[1]], marker="D", s=58, facecolor=BLUE,
                 edgecolor="#111111", linewidth=0.8, zorder=6)
    axis.scatter([0], [means[0]], marker="D", s=58, facecolor=GREEN,
                 edgecolor="#111111", linewidth=0.8, zorder=6)
    delta = dynamic.mean() - clean.mean()
    upper_deficit = (
        gate["metrics"]["paired_deficit_one_sided_95pct_upper_bound"] * 100
    )
    axis.text(
        0.04,
        0.95,
        f"mean $\\Delta$ = {delta:+.3f} points\n"
        f"one-sided 95% deficit bound = {upper_deficit:.3f}",
        transform=axis.transAxes,
        va="top",
        fontsize=8.8,
        bbox={"boxstyle": "round,pad=0.35", "facecolor": "white",
              "edgecolor": "#D6D6D6"},
    )
    axis.set_xlim(-0.25, 1.25)
    axis.set_ylim(90.55, 92.02)
    axis.set_xticks([0, 1], ["Clean reciprocal\ncredit", "Innovation under\n4× traffic"])
    axis.set_ylabel("CIFAR-10 test accuracy (%)")
    axis.set_title("Untouched paired confirmation", loc="left", fontsize=11.5,
                   fontweight="bold", pad=10)
    style_axis(axis)
    panel_label(axis, "a")


def plot_layer_alignment(axis, records):
    raw = np.asarray(
        [
            records[(seed, "kp_traffic")]["diagnostics"][
                "raw_negative_gradient_cosine"
            ]
            for seed in EXPECTED_SEEDS
        ],
        dtype=float,
    )
    innovation = np.asarray(
        [
            records[(seed, "kp_traffic")]["diagnostics"][
                "used_negative_gradient_cosine"
            ]
            for seed in EXPECTED_SEEDS
        ],
        dtype=float,
    )
    require(raw.shape == innovation.shape == (5, 19), "D4 layer diagnostic drift")
    layers = np.arange(1, raw.shape[1] + 1)
    raw_mean, raw_sd = mean_and_sd(raw)
    innovation_mean, innovation_sd = mean_and_sd(innovation)
    axis.fill_between(layers, raw_mean - raw_sd, raw_mean + raw_sd,
                      color=LIGHT_GRAY, alpha=0.35, linewidth=0)
    axis.plot(layers, raw_mean, color=GRAY, linewidth=2.0, marker="o",
              markersize=3.2, label="Raw apical")
    axis.fill_between(
        layers,
        innovation_mean - innovation_sd,
        innovation_mean + innovation_sd,
        color=LIGHT_BLUE,
        alpha=0.25,
        linewidth=0,
    )
    axis.plot(layers, innovation_mean, color=BLUE, linewidth=2.2, marker="o",
              markersize=3.2, label="Innovation used")
    axis.axhline(0, color="#888888", linewidth=0.8, linestyle="--")
    axis.set_xlim(0.5, 19.5)
    axis.set_ylim(-0.06, 1.06)
    axis.set_xticks([1, 4, 7, 10, 13, 16, 19])
    axis.set_xlabel("Local credit layer")
    axis.set_ylabel(r"$\cos(\mathrm{signal},-\nabla_h\mathcal{L})$")
    axis.set_title("Residualization restores direction", loc="left",
                   fontsize=11.5, fontweight="bold", pad=10)
    axis.legend(frameon=False, loc="center left", bbox_to_anchor=(0.02, 0.56),
                fontsize=8.5)
    axis.text(
        0.04,
        0.78,
        "mean early-layer innovation cosine\n"
        f"= {innovation[:, :6].mean():.6f}",
        transform=axis.transAxes,
        fontsize=8.7,
        color=BLUE,
    )
    style_axis(axis)
    panel_label(axis, "b")


def plot_tracking(axis, records, gate):
    dynamic = np.asarray(
        [
            [
                epoch["feedback_tracking"]["mean_feedback_forward_cosine"]
                for epoch in records[(seed, "kp_traffic")]["epochs"]
            ]
            for seed in EXPECTED_SEEDS
        ],
        dtype=float,
    )
    clean = np.asarray(
        [
            [
                epoch["feedback_tracking"]["mean_feedback_forward_cosine"]
                for epoch in records[(seed, "kp")]["epochs"]
            ]
            for seed in EXPECTED_SEEDS
        ],
        dtype=float,
    )
    require(dynamic.shape == clean.shape == (5, 200), "D4 tracking trajectory drift")
    epochs = np.arange(1, 201)
    for values, color, label, alpha, linestyle, linewidth in (
        (dynamic, BLUE, "Innovation + traffic", 0.16, "-", 2.3),
        (clean, GREEN, "Clean reciprocal", 0.10, (0, (4, 2)), 1.8),
    ):
        mean, sd = mean_and_sd(values)
        axis.fill_between(epochs, mean - sd, mean + sd, color=color, alpha=alpha,
                          linewidth=0)
        axis.plot(epochs, mean, color=color, linewidth=linewidth, label=label,
                  linestyle=linestyle)
    axis.set_xlim(1, 200)
    axis.set_ylim(0.18, 1.02)
    axis.set_xticks([1, 50, 100, 150, 200])
    axis.set_xlabel("Training epoch")
    axis.set_ylabel("Feedback–forward cosine")
    axis.set_title("Credit tracking remains stable", loc="left",
                   fontsize=11.5, fontweight="bold", pad=10)
    axis.legend(frameon=False, loc="lower right", fontsize=8.4)
    metrics = gate["metrics"]
    dynamic_rows = [records[(seed, "kp_traffic")] for seed in EXPECTED_SEEDS]
    mac_ratio = statistics.mean(
        row["work"]["total_macs_estimate"] / metrics["bp_50k_mac_reference"]
        for row in dynamic_rows
    )
    peak_gib = statistics.mean(
        row["hardware"]["peak_memory_allocated_bytes"] / (1024 ** 3)
        for row in dynamic_rows
    )
    wall_ratio = statistics.mean(
        records[(seed, "kp_traffic")]["timing"]["total_timed_wall_s"]
        / records[(seed, "kp")]["timing"]["total_timed_wall_s"]
        for seed in EXPECTED_SEEDS
    )
    axis.text(
        0.04,
        0.50,
        f"{mac_ratio:.3f}× BP MAC estimate\n"
        "0 task-loss queries\n"
        "1 neutral observation / example\n"
        f"{peak_gib:.2f} GiB peak allocated\n"
        f"{wall_ratio:.2f}× clean-KP wall",
        transform=axis.transAxes,
        fontsize=8.6,
        va="top",
        bbox={"boxstyle": "round,pad=0.4", "facecolor": "white",
              "edgecolor": "#D6D6D6", "alpha": 0.96},
    )
    style_axis(axis)
    panel_label(axis, "c")


def write_caption(path):
    caption = """# Standard-ResNet confirmation figure caption

**Figure 4 | Somato-dendritic innovation survives a frozen standard-ResNet
confirmation.** All task endpoints are CIFAR-10 test results from the five
untouched seeds 10--14 on a standard ResNet-20; lines or bands show paired
seeds or mean ± sample standard deviation. **a,** Dynamic neutral-projection
innovation under four-times-RMS soma-predictable apical traffic matches clean
reciprocal Kolen--Pollack credit. Diamonds show means and 95% normal intervals.
Dynamic innovation gains 0.196 accuracy points on average; the predeclared
one-sided 95% upper bound on its deficit is 0.131 points. **b,** Final
layerwise cosine between the raw apical or innovation signal and the exact
negative hidden-state gradient.
Exact gradients are audit-only and never used for learning. Residualization
removes the directionally contaminating traffic while retaining an early-layer
cosine of 0.999687. **c,** Mean reciprocal-feedback tracking across all 200
epochs. Resource annotations report measured GTX 1080 wall time and peak
allocation, hardware-independent MAC estimates relative to the matched
50,000-example BP accounting reference, and logical task-loss queries. The
paired instruction-off neutral observation is explicitly counted and is not
claimed to be free or single-phase.
"""
    with open(path, "w") as handle:
        handle.write(caption)


def main():
    parser = argparse.ArgumentParser()
    parser.add_argument(
        "--input_dir", default="results/kp_dynamic_projection_confirmation"
    )
    parser.add_argument(
        "--gate", default="results/kp_dynamic_projection_confirmation_gate.json"
    )
    parser.add_argument("--outdir", default="results/figs")
    args = parser.parse_args()

    gate, records, paths = load_panel(args.input_dir, args.gate)
    os.makedirs(args.outdir, exist_ok=True)

    plt.rcParams.update(
        {
            "font.family": "DejaVu Sans",
            "font.size": 9.5,
            "axes.linewidth": 1.0,
            "xtick.major.width": 1.0,
            "ytick.major.width": 1.0,
            "pdf.fonttype": 42,
            "ps.fonttype": 42,
        }
    )
    figure, axes = plt.subplots(1, 3, figsize=(13.2, 4.05))
    plot_paired_accuracy(axes[0], records, gate)
    plot_layer_alignment(axes[1], records)
    plot_tracking(axes[2], records, gate)
    figure.subplots_adjust(left=0.068, right=0.985, bottom=0.20, top=0.84, wspace=0.37)

    pdf_path = os.path.join(args.outdir, "figure4_resnet_confirmation.pdf")
    png_path = os.path.join(args.outdir, "figure4_resnet_confirmation.png")
    caption_path = os.path.join(
        args.outdir, "figure4_resnet_confirmation_caption.md"
    )
    manifest_path = os.path.join(
        args.outdir, "figure4_resnet_confirmation_manifest.json"
    )
    figure.savefig(pdf_path, metadata=PDF_METADATA)
    figure.savefig(png_path, dpi=320)
    plt.close(figure)
    write_caption(caption_path)

    clean = np.asarray(
        [records[(seed, "kp")]["final"]["accuracy"] for seed in EXPECTED_SEEDS]
    )
    dynamic = np.asarray(
        [
            records[(seed, "kp_traffic")]["final"]["accuracy"]
            for seed in EXPECTED_SEEDS
        ]
    )
    manifest = {
        "strict": True,
        "protocol": PROTOCOL,
        "gate_status": gate["status"],
        "required_seeds": list(EXPECTED_SEEDS),
        "statistics": {
            "clean_kp_test_accuracy_mean": float(clean.mean()),
            "dynamic_test_accuracy_mean": float(dynamic.mean()),
            "dynamic_test_accuracy_min": float(dynamic.min()),
            "dynamic_minus_clean_points_mean": float(
                (dynamic - clean).mean() * 100
            ),
            "clean_minus_dynamic_one_sided_95pct_upper_points": float(
                gate["metrics"]["paired_deficit_one_sided_95pct_upper_bound"] * 100
            ),
            "dynamic_early_alignment_mean": float(
                gate["metrics"]["mean_dynamic_early_alignment"]
            ),
            "dynamic_mac_ratio_to_bp": float(
                statistics.mean(
                    records[(seed, "kp_traffic")]["work"]["total_macs_estimate"]
                    / gate["metrics"]["bp_50k_mac_reference"]
                    for seed in EXPECTED_SEEDS
                )
            ),
            "dynamic_peak_allocated_gib_mean": float(
                statistics.mean(
                    records[(seed, "kp_traffic")]["hardware"][
                        "peak_memory_allocated_bytes"
                    ]
                    / (1024 ** 3)
                    for seed in EXPECTED_SEEDS
                )
            ),
            "dynamic_wall_ratio_to_clean_kp_mean": float(
                statistics.mean(
                    records[(seed, "kp_traffic")]["timing"]["total_timed_wall_s"]
                    / records[(seed, "kp")]["timing"]["total_timed_wall_s"]
                    for seed in EXPECTED_SEEDS
                )
            ),
            "dynamic_logical_task_loss_queries": sorted(
                {
                    records[(seed, "kp_traffic")]["work"][
                        "logical_batch_loss_queries"
                    ]
                    for seed in EXPECTED_SEEDS
                }
            ),
            "dynamic_neutral_observations_per_ordinary_example": sorted(
                {
                    records[(seed, "kp_traffic")]["counters"][
                        "neutral_projection_examples"
                    ]
                    / records[(seed, "kp_traffic")]["counters"][
                        "ordinary_examples"
                    ]
                    for seed in EXPECTED_SEEDS
                }
            ),
        },
        "sources": [
            {"path": args.gate, "sha256": sha256(args.gate)}
        ]
        + [{"path": path, "sha256": sha256(path)} for path in sorted(paths)],
        "outputs": [
            os.path.basename(pdf_path),
            os.path.basename(png_path),
            os.path.basename(caption_path),
        ],
    }
    with open(manifest_path, "w") as handle:
        json.dump(manifest, handle, indent=2, sort_keys=True)
        handle.write("\n")
    print(json.dumps(manifest["statistics"], indent=2, sort_keys=True))


if __name__ == "__main__":
    main()