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-rw-r--r--models/srm/__init__.py0
-rw-r--r--models/srm/srm_aol_v1.py482
2 files changed, 482 insertions, 0 deletions
diff --git a/models/srm/__init__.py b/models/srm/__init__.py
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index 0000000..e69de29
--- /dev/null
+++ b/models/srm/__init__.py
diff --git a/models/srm/srm_aol_v1.py b/models/srm/srm_aol_v1.py
new file mode 100644
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+++ b/models/srm/srm_aol_v1.py
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+"""SRM-Joint-AOL v1 — Stable Recursive Model (forked from hrm_act_v1.py).
+
+Replaces HRM's separate H_level / L_level transformer stacks with ONE joint
+operator T on state z = (h, l) that is provably contractive under weighted
+P-norm ||z||²_P = ||h||² + η||l||² with Lipschitz constant ≤ κ ∈ (0.85, 0.95).
+
+Key replacement vs HRM:
+- HierarchicalReasoningModel_ACTV1Block (attn + SwiGLU)
+ → StableRecursionModel_ACTV1Block (joint SRM step on (h, l))
+- ReasoningModule wraps n_iters joint updates instead of separate H/L cycles.
+
+Lipschitz analysis (per step, in P-norm):
+ Lip_P(T) ≤ (1-α) + α · κ < 1
+ ⇒ joint top-1 Lyapunov per micro-step: λ_1 ≤ log((1-α) + α·κ) < 0
+
+ARCHITECTURE (one joint step):
+ z = concat(h + b_in_h(x), √η · (l + b_in_l(x))) # join with input bias
+ ψ = AOL_Block(z) # Lip_P(ψ) ≤ 1
+ ψ_h, ψ_l_scaled = split(ψ); ψ_l = ψ_l_scaled / √η
+ Az_h = a_HH·ψ_h + a_HL·(U_HL·ψ_l) # gain row sum ≤ κ
+ Az_l = a_LH·(U_LH·ψ_h) + a_LL·ψ_l
+ h_new = (1-α)·h + α·Az_h + b_out_h(x)
+ l_new = (1-α)·l + α·Az_l + b_out_l(x)
+
+REUSED FROM HRM:
+- ACT framework (q_head, halt logic)
+- CastedEmbedding/CastedLinear (bf16-safe linears)
+- CastedSparseEmbedding (puzzle_emb)
+- 1-step grad / DEQ-style truncation
+"""
+from typing import Tuple, Dict
+from dataclasses import dataclass
+import math
+
+import torch
+import torch.nn.functional as F
+from torch import nn
+from pydantic import BaseModel
+
+from models.common import trunc_normal_init_
+from models.layers import CastedEmbedding, CastedLinear
+from models.sparse_embedding import CastedSparseEmbedding
+
+
+# =============================================================================
+# 1-Lipschitz primitives
+# Lipschitz computations done in float32 (then cast back) so the bound stays
+# exact under bf16 forward dtype.
+# =============================================================================
+
+class AOLLinear(nn.Module):
+ """1-Lipschitz linear layer via AOL (Prach & Lampert 2022) rescaling.
+
+ Given W ∈ R^(out × in), let A = W^T W (symmetric PSD).
+ Define D_jj = 1 / √(Σ_i |A_ij| + eps); set W̃ = W · diag(D).
+ Then ||W̃ x||_2 ≤ ||x||_2 for all x (per Prach & Lampert Theorem 1).
+ Bias is unconstrained — shift only, doesn't affect Lipschitz w.r.t. input.
+ """
+ def __init__(self, in_dim: int, out_dim: int, bias: bool = True,
+ cast_to: torch.dtype = torch.bfloat16, eps: float = 1e-6):
+ super().__init__()
+ std = 1.0 / math.sqrt(in_dim)
+ self.W = nn.Parameter(torch.randn(out_dim, in_dim) * std)
+ self.b = nn.Parameter(torch.zeros(out_dim)) if bias else None
+ self.cast_to = cast_to
+ self.eps = eps
+
+ def normalized_weight(self) -> torch.Tensor:
+ W32 = self.W.float()
+ WTW = W32.t() @ W32
+ col_abs_sum = WTW.abs().sum(dim=0)
+ scale = torch.rsqrt(col_abs_sum + self.eps)
+ return (W32 * scale.unsqueeze(0)).to(self.cast_to)
+
+ def forward(self, x: torch.Tensor) -> torch.Tensor:
+ W = self.normalized_weight()
+ out = F.linear(x, W)
+ if self.b is not None:
+ out = out + self.b.to(out.dtype)
+ return out
+
+
+class AOLBlock(nn.Module):
+ """Stack of AOLLinear with 1-Lipschitz activation (ReLU) between layers.
+
+ Composition of 1-Lipschitz maps is 1-Lipschitz. SiLU/GELU NOT allowed
+ (max derivative > 1 would break the bound).
+ """
+ def __init__(self, dim: int, n_layers: int = 2, cast_to: torch.dtype = torch.bfloat16):
+ super().__init__()
+ assert n_layers >= 1
+ self.layers = nn.ModuleList([
+ AOLLinear(dim, dim, bias=True, cast_to=cast_to) for _ in range(n_layers)
+ ])
+
+ def forward(self, x: torch.Tensor) -> torch.Tensor:
+ for i, layer in enumerate(self.layers):
+ x = layer(x)
+ if i < len(self.layers) - 1:
+ x = F.relu(x)
+ return x
+
+
+class CayleyOrthogonal(nn.Module):
+ """Orthogonal matrix Q ∈ R^(d × d) via Cayley transform.
+
+ Q = (I - S)(I + S)^(-1) where S = (A - A^T)/2 is skew-symmetric ⇒ Q^T Q = I.
+ Solve done in float32 for numerical stability.
+ """
+ def __init__(self, dim: int, cast_to: torch.dtype = torch.bfloat16):
+ super().__init__()
+ self.A = nn.Parameter(torch.randn(dim, dim) * (1.0 / math.sqrt(dim)))
+ self.dim = dim
+ self.cast_to = cast_to
+ self.register_buffer("I", torch.eye(dim), persistent=False)
+
+ def forward(self) -> torch.Tensor:
+ A32 = self.A.float()
+ S = 0.5 * (A32 - A32.t())
+ I = self.I.float()
+ Q = torch.linalg.solve(I + S, I - S)
+ return Q.to(self.cast_to)
+
+
+class BlockGain(nn.Module):
+ """Block gain matrix A with row sums ≤ κ under weighted P-norm.
+
+ H row entries (P-normalized): [a_HH, √η · a_HL], sum = κ
+ L row entries (P-normalized): [(1/√η) · a_LH, a_LL], sum = κ
+ Parameterized via softmax × κ ⇒ exact equality (saturation).
+ """
+ def __init__(self, kappa: float = 0.9, eta: float = 1.0, init_diag: float = 1.0):
+ super().__init__()
+ self.kappa = kappa
+ self.eta = eta
+ # Initialize softmax favoring diagonal (a_HH, a_LL): minimal cross coupling at start
+ self.logits_H = nn.Parameter(torch.tensor([init_diag, 0.0]))
+ self.logits_L = nn.Parameter(torch.tensor([0.0, init_diag]))
+
+ def forward(self) -> Tuple[torch.Tensor, torch.Tensor, torch.Tensor, torch.Tensor]:
+ sqrt_eta = math.sqrt(self.eta)
+ gH = self.kappa * F.softmax(self.logits_H.float(), dim=0)
+ a_HH, a_HL_scaled = gH[0], gH[1]
+ a_HL = a_HL_scaled / sqrt_eta
+ gL = self.kappa * F.softmax(self.logits_L.float(), dim=0)
+ a_LH_scaled, a_LL = gL[0], gL[1]
+ a_LH = a_LH_scaled * sqrt_eta
+ return a_HH, a_HL, a_LH, a_LL
+
+
+class AOLTokenMixer(nn.Module):
+ """1-Lipschitz mixing across token (seq) and channel dims via AOL.
+
+ Pipeline for x of shape (B, seq, dim):
+ 1) Channel mix (AOL across `dim`)
+ 2) ReLU
+ 3) Token mix (AOL across `seq`, applied after transpose)
+ 4) ReLU
+ Composition of 1-Lipschitz maps ⇒ Lip ≤ 1.
+ """
+ def __init__(self, seq_len: int, dim: int, n_layers: int = 1,
+ cast_to: torch.dtype = torch.bfloat16):
+ super().__init__()
+ self.channel_mix = AOLBlock(dim=dim, n_layers=n_layers, cast_to=cast_to)
+ self.token_mix = AOLBlock(dim=seq_len, n_layers=n_layers, cast_to=cast_to)
+
+ def forward(self, x: torch.Tensor) -> torch.Tensor:
+ y = self.channel_mix(x)
+ y = F.relu(y)
+ y = y.transpose(-2, -1) # (B, dim, seq)
+ y = self.token_mix(y)
+ y = y.transpose(-2, -1) # (B, seq, dim)
+ return y
+
+
+# =============================================================================
+# Carry types and config
+# =============================================================================
+
+@dataclass
+class StableRecursionModel_ACTV1InnerCarry:
+ z_H: torch.Tensor
+ z_L: torch.Tensor
+
+
+@dataclass
+class StableRecursionModel_ACTV1Carry:
+ inner_carry: StableRecursionModel_ACTV1InnerCarry
+ steps: torch.Tensor
+ halted: torch.Tensor
+ current_data: Dict[str, torch.Tensor]
+
+
+class StableRecursionModel_ACTV1Config(BaseModel):
+ batch_size: int
+ seq_len: int
+ puzzle_emb_ndim: int = 0
+ num_puzzle_identifiers: int
+ vocab_size: int
+
+ # SRM-specific
+ n_iters: int = 12 # joint micro-steps per ACT step
+ n_aol_layers: int = 2 # depth of ψ AOL block
+ kappa: float = 0.9
+ eta: float = 1.0
+ alpha: float = 1.0
+
+ # Shared with HRM
+ hidden_size: int
+ halt_max_steps: int
+ halt_exploration_prob: float = 0.1
+ forward_dtype: str = "bfloat16"
+
+
+# =============================================================================
+# SRM joint step (replaces HRM's H/L transformer blocks)
+# =============================================================================
+
+class StableRecursionModel_ACTV1Block(nn.Module):
+ """One SRM joint step on (h, l). Per-step Lip_P ≤ (1-α) + α·κ < 1."""
+ def __init__(self, config: StableRecursionModel_ACTV1Config, seq_full: int) -> None:
+ super().__init__()
+ self.config = config
+ self.hidden_size = config.hidden_size
+ self.kappa = config.kappa
+ self.eta = config.eta
+ self.alpha = config.alpha
+ cast = getattr(torch, config.forward_dtype)
+
+ joint_dim = 2 * config.hidden_size
+ self.psi = AOLTokenMixer(seq_len=seq_full, dim=joint_dim,
+ n_layers=config.n_aol_layers, cast_to=cast)
+ self.gain = BlockGain(kappa=config.kappa, eta=config.eta)
+ self.U_HL = CayleyOrthogonal(config.hidden_size, cast_to=cast)
+ self.U_LH = CayleyOrthogonal(config.hidden_size, cast_to=cast)
+
+ # Input biases — unconstrained (only affect Lip w.r.t. x, not w.r.t. z;
+ # x is fixed across recursion so doesn't affect Lyapunov)
+ self.bias_in_h = CastedLinear(config.hidden_size, config.hidden_size, bias=True)
+ self.bias_in_l = CastedLinear(config.hidden_size, config.hidden_size, bias=True)
+ self.bias_out_h = CastedLinear(config.hidden_size, config.hidden_size, bias=True)
+ self.bias_out_l = CastedLinear(config.hidden_size, config.hidden_size, bias=True)
+
+ def forward(self, h: torch.Tensor, l: torch.Tensor, input_emb: torch.Tensor) -> Tuple[torch.Tensor, torch.Tensor]:
+ sqrt_eta = math.sqrt(self.eta)
+
+ # 1. Join with input bias
+ h_in = h + self.bias_in_h(input_emb)
+ l_in = l + self.bias_in_l(input_emb)
+ z = torch.cat([h_in, sqrt_eta * l_in], dim=-1) # (B, seq, 2h)
+
+ # 2. 1-Lipschitz feature map ψ
+ psi = self.psi(z)
+ psi_h, psi_l_scaled = psi.chunk(2, dim=-1)
+ psi_l = psi_l_scaled / sqrt_eta
+
+ # 3. Block-gain matrix A (κ-bounded row sums)
+ a_HH, a_HL, a_LH, a_LL = self.gain()
+ U_HL = self.U_HL()
+ U_LH = self.U_LH()
+ psi_l_mix = F.linear(psi_l, U_HL) # ≡ psi_l @ U_HL.T
+ psi_h_mix = F.linear(psi_h, U_LH)
+ Az_h = a_HH * psi_h + a_HL * psi_l_mix
+ Az_l = a_LH * psi_h_mix + a_LL * psi_l
+
+ # 4. Damped update + output bias
+ h_new = (1.0 - self.alpha) * h + self.alpha * Az_h + self.bias_out_h(input_emb)
+ l_new = (1.0 - self.alpha) * l + self.alpha * Az_l + self.bias_out_l(input_emb)
+ return h_new, l_new
+
+
+# =============================================================================
+# Inner model + ACT wrapper (matches HRM_ACTV1 interface)
+# =============================================================================
+
+class StableRecursionModel_ACTV1_Inner(nn.Module):
+ def __init__(self, config: StableRecursionModel_ACTV1Config) -> None:
+ super().__init__()
+ self.config = config
+ self.forward_dtype = getattr(torch, config.forward_dtype)
+
+ self.embed_scale = math.sqrt(config.hidden_size)
+ embed_init_std = 1.0 / self.embed_scale
+
+ self.embed_tokens = CastedEmbedding(config.vocab_size, config.hidden_size,
+ init_std=embed_init_std, cast_to=self.forward_dtype)
+ self.lm_head = CastedLinear(config.hidden_size, config.vocab_size, bias=False)
+ self.q_head = CastedLinear(config.hidden_size, 2, bias=True)
+ with torch.no_grad():
+ self.q_head.weight.zero_()
+ self.q_head.bias.fill_(-5)
+
+ self.puzzle_emb_len = -(config.puzzle_emb_ndim // -config.hidden_size)
+ if config.puzzle_emb_ndim > 0:
+ self.puzzle_emb = CastedSparseEmbedding(
+ config.num_puzzle_identifiers, config.puzzle_emb_ndim,
+ batch_size=config.batch_size, init_std=0, cast_to=self.forward_dtype,
+ )
+ seq_full = config.seq_len + self.puzzle_emb_len
+
+ # Single tied SRM block used n_iters times per ACT step
+ self.srm_block = StableRecursionModel_ACTV1Block(config, seq_full=seq_full)
+
+ self.H_init = nn.Buffer(
+ trunc_normal_init_(torch.empty(config.hidden_size, dtype=self.forward_dtype), std=1),
+ persistent=True,
+ )
+ self.L_init = nn.Buffer(
+ trunc_normal_init_(torch.empty(config.hidden_size, dtype=self.forward_dtype), std=1),
+ persistent=True,
+ )
+
+ def _input_embeddings(self, input_ids: torch.Tensor, puzzle_ids: torch.Tensor) -> torch.Tensor:
+ emb = self.embed_tokens(input_ids.to(torch.int32))
+ if self.config.puzzle_emb_ndim > 0:
+ puzzle_embedding = self.puzzle_emb(puzzle_ids)
+ pad = self.puzzle_emb_len * self.config.hidden_size - puzzle_embedding.shape[-1]
+ if pad > 0:
+ puzzle_embedding = F.pad(puzzle_embedding, (0, pad))
+ puzzle_embedding = puzzle_embedding.view(-1, self.puzzle_emb_len, self.config.hidden_size)
+ emb = torch.cat((puzzle_embedding, emb), dim=-2)
+ return self.embed_scale * emb
+
+ def empty_carry(self, batch_size: int) -> StableRecursionModel_ACTV1InnerCarry:
+ seq_full = self.config.seq_len + self.puzzle_emb_len
+ return StableRecursionModel_ACTV1InnerCarry(
+ z_H=torch.empty(batch_size, seq_full, self.config.hidden_size, dtype=self.forward_dtype),
+ z_L=torch.empty(batch_size, seq_full, self.config.hidden_size, dtype=self.forward_dtype),
+ )
+
+ def reset_carry(self, reset_flag: torch.Tensor,
+ carry: StableRecursionModel_ACTV1InnerCarry) -> StableRecursionModel_ACTV1InnerCarry:
+ return StableRecursionModel_ACTV1InnerCarry(
+ z_H=torch.where(reset_flag.view(-1, 1, 1), self.H_init, carry.z_H),
+ z_L=torch.where(reset_flag.view(-1, 1, 1), self.L_init, carry.z_L),
+ )
+
+ def forward(self, carry: StableRecursionModel_ACTV1InnerCarry,
+ batch: Dict[str, torch.Tensor]) -> Tuple[StableRecursionModel_ACTV1InnerCarry, torch.Tensor, Tuple[torch.Tensor, torch.Tensor]]:
+ input_emb = self._input_embeddings(batch["inputs"], batch["puzzle_identifiers"])
+
+ # n_iters - 1 no-grad iterations + 1 grad iteration (HRM-style DEQ truncation)
+ with torch.no_grad():
+ z_H, z_L = carry.z_H, carry.z_L
+ for _ in range(self.config.n_iters - 1):
+ z_H, z_L = self.srm_block(z_H, z_L, input_emb)
+ assert not z_H.requires_grad and not z_L.requires_grad
+
+ z_H, z_L = self.srm_block(z_H, z_L, input_emb)
+
+ new_carry = StableRecursionModel_ACTV1InnerCarry(z_H=z_H.detach(), z_L=z_L.detach())
+ output = self.lm_head(z_H)[:, self.puzzle_emb_len:]
+ q_logits = self.q_head(z_H[:, 0]).to(torch.float32)
+ return new_carry, output, (q_logits[..., 0], q_logits[..., 1])
+
+
+class StableRecursionModel_ACTV1(nn.Module):
+ """ACT wrapper — mirrors HierarchicalReasoningModel_ACTV1 1-to-1."""
+ def __init__(self, config_dict: dict):
+ super().__init__()
+ self.config = StableRecursionModel_ACTV1Config(**config_dict)
+ self.inner = StableRecursionModel_ACTV1_Inner(self.config)
+
+ @property
+ def puzzle_emb(self):
+ return self.inner.puzzle_emb
+
+ def initial_carry(self, batch: Dict[str, torch.Tensor]) -> StableRecursionModel_ACTV1Carry:
+ B = batch["inputs"].shape[0]
+ return StableRecursionModel_ACTV1Carry(
+ inner_carry=self.inner.empty_carry(B),
+ steps=torch.zeros((B,), dtype=torch.int32),
+ halted=torch.ones((B,), dtype=torch.bool),
+ current_data={k: torch.empty_like(v) for k, v in batch.items()},
+ )
+
+ def forward(self, carry: StableRecursionModel_ACTV1Carry,
+ batch: Dict[str, torch.Tensor]) -> Tuple[StableRecursionModel_ACTV1Carry, Dict[str, torch.Tensor]]:
+ new_inner_carry = self.inner.reset_carry(carry.halted, carry.inner_carry)
+ new_steps = torch.where(carry.halted, 0, carry.steps)
+ new_current_data = {
+ k: torch.where(carry.halted.view((-1,) + (1,) * (batch[k].ndim - 1)), batch[k], v)
+ for k, v in carry.current_data.items()
+ }
+
+ new_inner_carry, logits, (q_halt, q_continue) = self.inner(new_inner_carry, new_current_data)
+ outputs = {"logits": logits, "q_halt_logits": q_halt, "q_continue_logits": q_continue}
+
+ with torch.no_grad():
+ new_steps = new_steps + 1
+ is_last = new_steps >= self.config.halt_max_steps
+ halted = is_last
+
+ if self.training and self.config.halt_max_steps > 1:
+ halted = halted | (q_halt > q_continue)
+ min_halt = (torch.rand_like(q_halt) < self.config.halt_exploration_prob) * \
+ torch.randint_like(new_steps, low=2, high=self.config.halt_max_steps + 1)
+ halted = halted & (new_steps >= min_halt)
+
+ next_q_halt, next_q_continue = self.inner(new_inner_carry, new_current_data)[-1]
+ outputs["target_q_continue"] = torch.sigmoid(
+ torch.where(is_last, next_q_halt, torch.maximum(next_q_halt, next_q_continue))
+ )
+
+ return StableRecursionModel_ACTV1Carry(new_inner_carry, new_steps, halted, new_current_data), outputs
+
+
+# =============================================================================
+# Empirical Lipschitz diagnostic
+# =============================================================================
+
+@torch.no_grad()
+def measure_lipschitz_constant(inner: StableRecursionModel_ACTV1_Inner,
+ sample_batch: Dict[str, torch.Tensor],
+ n_probes: int = 64, eps: float = 1e-3) -> Dict[str, float]:
+ """Estimate Lip_P of srm_block via random perturbations.
+
+ Returns ratio ||T(z+δ) - T(z)||_P / ||δ||_P. Should be ≤ (1-α) + α·κ.
+ """
+ cfg = inner.config
+ B = sample_batch["inputs"].shape[0]
+ seq_full = cfg.seq_len + inner.puzzle_emb_len
+ h = inner.H_init.unsqueeze(0).expand(B, seq_full, cfg.hidden_size).to(inner.forward_dtype).clone()
+ l = inner.L_init.unsqueeze(0).expand(B, seq_full, cfg.hidden_size).to(inner.forward_dtype).clone()
+ input_emb = inner._input_embeddings(sample_batch["inputs"], sample_batch["puzzle_identifiers"])
+ h_new, l_new = inner.srm_block(h, l, input_emb)
+
+ ratios = []
+ for _ in range(n_probes):
+ dh = torch.randn_like(h) * eps
+ dl = torch.randn_like(l) * eps
+ h_p, l_p = inner.srm_block(h + dh, l + dl, input_emb)
+ d_in_h = dh.float().flatten(1).pow(2).sum(1)
+ d_in_l = dl.float().flatten(1).pow(2).sum(1)
+ d_in_P = (d_in_h + cfg.eta * d_in_l).sqrt()
+ d_out_h = (h_p - h_new).float().flatten(1).pow(2).sum(1)
+ d_out_l = (l_p - l_new).float().flatten(1).pow(2).sum(1)
+ d_out_P = (d_out_h + cfg.eta * d_out_l).sqrt()
+ ratios.append((d_out_P / d_in_P.clamp_min(1e-12)).cpu())
+ R = torch.cat(ratios)
+ bound = (1 - cfg.alpha) + cfg.alpha * cfg.kappa
+ return {
+ "lip_emp_mean": float(R.mean()),
+ "lip_emp_max": float(R.max()),
+ "lip_emp_99p": float(R.quantile(0.99)),
+ "lip_theoretical_bound": float(bound),
+ "passes_bound": bool(R.max() <= bound * 1.05),
+ }
+
+
+if __name__ == "__main__":
+ cfg = dict(
+ batch_size=4, seq_len=81, vocab_size=11,
+ num_puzzle_identifiers=1, puzzle_emb_ndim=512,
+ hidden_size=256, n_iters=6, n_aol_layers=2,
+ kappa=0.9, eta=1.0, alpha=1.0,
+ halt_max_steps=4, halt_exploration_prob=0.1,
+ forward_dtype="bfloat16",
+ )
+ model = StableRecursionModel_ACTV1(cfg).cuda()
+ print(f"params={sum(p.numel() for p in model.parameters()):,}")
+
+ batch = {
+ "inputs": torch.randint(0, 11, (4, 81), dtype=torch.int32).cuda(),
+ "labels": torch.randint(0, 11, (4, 81), dtype=torch.int32).cuda(),
+ "puzzle_identifiers": torch.zeros(4, dtype=torch.int32).cuda(),
+ }
+ carry = model.initial_carry(batch)
+ carry.inner_carry.z_H = carry.inner_carry.z_H.cuda()
+ carry.inner_carry.z_L = carry.inner_carry.z_L.cuda()
+ carry.steps = carry.steps.cuda()
+ carry.halted = carry.halted.cuda()
+ for k in carry.current_data:
+ carry.current_data[k] = batch[k]
+
+ model.eval()
+ new_carry, out = model(carry, batch)
+ print(f"forward OK | logits={out['logits'].shape}")
+
+ lip = measure_lipschitz_constant(model.inner, batch, n_probes=32)
+ print(f"Lipschitz check: emp_max={lip['lip_emp_max']:.4f} bound={lip['lip_theoretical_bound']:.4f} "
+ f"passes={lip['passes_bound']} emp_mean={lip['lip_emp_mean']:.4f}")